Thinking

When Did the World Get So Polarized? Or, A Short History of the Latitudinal Gradient, 1820-2000

My main beef with the Pomeranzian modern economic history literature is that it gets the explanandum wrong. What needs to be explained is not why the world was polarized in 1800, with Europe taking the lead over other core regions of Eurasia (India, China, Japan). But rather why did the world become polarized from the late-nineteenth century onwards. Another misunderstanding relates to latitude, often thought of as a constant conditioner. It is anything but. Latitude, rather effective temperature for which latitude is a good proxy, is a dynamic variable whose conditioning of societal paths has itself been conditioned by technology and knowhow. To wit, it mattered that industrial work could not be performed in low latitude nations with the same intensity as high latitude nations because of the thermal balance equation. A fruitful strategy to towards answering Yali’s question is to ask, What is the history of the latitudinal gradient? When precisely did high latitude nations pull away decisively from low latitude nations?? The answers one obtains are consistent with a very late departure.

Auke Rijpma has developed a panel dataset of an index of composite well-being derived from life expectancy, urbanization rates, stature, maternal mortality and so on. In this dispatch, we’ll look at the evolution of the latitudinal gradient in this measure. The data is obtained from Clio-Infra.

Our task is simple. We project the index onto latitude for each decade from 1820 to 2000 and examine the diachronic or temporal pattern that emerges. That will allow us to establish the fact of Recency. We begin with the slope coefficient. The structural break appears to be 1860-1880. But let’s dig further.

gradient

What happens when we control for volatility? The next figure displays the t-Statistics. The structural break in 1860-1880 now appears to be located precisely in 1870.

tstat

But how much variation does latitude actually explain? The next figure displays the percentage of variation explained. From 1830-1860, the latitudinal gradient explains around 10 percent of the variation. That jumps to 25 percent in 1870. It continues to rise intermittently to 40 percent in 1980. That’s the full hockey-stick right there.

rsqrd

Again, let me emphasize that this is merely the explanandum. We have established the fact of a structural break in polarization along latitude around 1870. What is required is a compelling account of how and why this obtained then. And most importantly, why the Industrial Revolution failed to spread beyond the northern core. We can’t do that if we obsess over the British textile boom in 1760-1830. It is time to abandon Whiggish discourses of British self-congratulation.


Postscript. We can also test the Matthew Effect. (“For unto every one that hath shall be given, and he shall have abundance: but from him that hath not shall be taken away even that which he hath.”) We simply project change in the wellbeing index during a decade onto the level of well being at the beginning of the decade. Positive values denote divergence (the already well-off becoming even more well-off relative to the less well-off) while negative values denote convergence.

DivergenceCoeff

The pattern that emerges is very interesting. The coefficient is extremely unstable in the ancien regime, ie until the structural break in 1870. In that decade the Great Divergence begins. There are three major waves of divergence: turn of the century, interwar, and postwar. Divergence stops in its tracks after 1980. That’s a very tight representation of the hockey-stick and the attendant divergence in everyday living standards between the core and periphery of the modern world economy.

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The Boas-Chomsky Universality Theorem; Or, Cutting Molecular Anthropology Down to Size

Advances in genomics in the late-twentieth century inflated an expectations bubble. DNA was supposed to solve all medical problems before long and locate the real, molecular sources of human behavioral variability. DNA has been mobilized to answer Yali’s question — “Why is it that you white people developed so much cargo … but we black people had little cargo of our own?” If one wants to be strict about Mendelian genetics we can date it precisely at the turn of the century with the rediscovery of Mendel’s work in 1900. But appealing to biological reductionism to answer Yali’s question goes back to at least the early nineteenth century. (More on that soon.)

The most refined, if somewhat esoteric, recent attempt may be found in Gregory Clark’s A Farewell to Alms. Clark posits that the reason why the Industrial Revolution began in England (not true) was because the upper classes, who had more industrious, patient, disciplined, ie more bourgeois, genotypes, were more fecund than the lower classes (with their inferior genotypes). He literally has equations to track the slow regression to the mean of all the world’s upper class genotypes and tries to show that such sustained differential fecundity or differential survival of types did not happen elsewhere until much later. He never bothers to motivate the extremely polarized initial conditions — the Normans had to have been extraordinarily superior genotypes relative to the Anglo-Saxons (the Angles and the Saxons, or whatever you want to call the biological populations of England at the time) at the time of the Conquest in 1066 if a thousand years of regression to the mean has not eliminated their naturally higher rates of getting into Oxbridge and leaving large estates. In other words, Clark is the most refined neoracialist of the day: ‘the natural hierarchy of the races’ is posited as the controlling initial condition, since the rest follows from differential fecundity and survival.

a-farewell-to-aims-a-brief-economic-history-of-the-world-original-imaeajqyy72xac6g

An even more sophisticated sleight of hand may be found in the work of Galor and Maov; published, astonishingly enough, in American Economic Review. Here, ‘the natural hierarchy of the races’ is folded into the second moment — what explains global polarization is a quadratic or hump-shaped relationship between ethnogenetic diversity and economic potential. Societies with too much diversity are often dysfunctional; societies with too little genetic variability often fail to produce real breakthroughs except once in a blue moon; in the Goldilocks zone of genetic diversity we find the most advanced societies, the most innovation and all the other goodies economists love. There may be some truth to the matter. Ethnic diversity may indeed condition societal paths. But whether this is the controlling variable is hard to decide. Are high latitudes already privileged over low latitudes (with their high tropical diversity) and their Goldilocks diversity compounds or adds to their privilege, or does diversity trump latitude? They have established the former by showing that the partial correlation coefficients are significant after controlling for latitude (and a slew of other conditioners). They can hardly be expected to establish the latter for latitude itself controls diversity, and exceptions working against the grain of the Heliocentric geometry of our life world are few and far between.

The question of whether mere code is a good place to place causal vectors in human evolutionary biology is rarely posed. To be sure, we can explain certain patterns in physical characters and archeological assemblages etc by mobilizing population history (eg, depigmentation in northern Indians reflects their northern origin, as does the fact that they speak Indo-European). And molecular anthropology has a fine-scale resolution on population history. But even population history merely moves the explanandum to the initial conditions; we need to explain the initial conditions themselves by appealing to deeper principles (respectively, Gloger’s rule is why northern Indians are relatively more depigmented than southern Indians; Indo-Europeans descend from a people whose ethnogenesis was triggered by the introduction of advanced Sumerian technology in the steppe c. 5ka).

Genetics may prove useless to solve disease or explain phenotypic variation but molecular anthropology can certainly do phylogenetics. It is so good that other physical anthropologists test the phylogenetic signal of traditional trackers (craniometric and craniodental metrics, nonmetric cranial and dental polymorphism frequencies, slower-moving postcranial variables and so on) against molecular evidence; as indeed I have been doing without explanation.

But the fact that we have fine-scale or high-dimensional data does not land the causal structure of the world in our lap. It is the explanandum; not the explanation. More generally, DNA, brain scan and surveillance data, what we have is the curse of high-dimensional, fine-scale data that one can interrogate with machine learning algorithms. But Google can never predict whether I will have soup or salad with my lunch tomorrow; at the very least Google is forbidden from telling me the prediction (say soup) for then I can say, screw you Google, today I will have salad just to fuck with you. Not just ego but every awake human is capable of doing the exact same thing to Google. (We should make Google tell people its everyday predictions to screw with their predictive algos!)

To say that something is under genetic control, as I said about pelvic bone width and femur head diameter, is merely to place the explanandum at a specific level of analysis; in the realm of evolutionary biology and really slow-moving climatic and social transformations. In other words, it is just a genetic representation of systematic phenotypic variability that can then be explained though logics of bottlenecks, founder effects, population history, and selection. Put another way, Mary’s genes may explain her wide hips, but the fact that Europeans populations have wider hips requires explanation at a different level of analysis. A satisfactory explanation would reduce the specific explanandum of European pelvic bone widths to the general logic of body size for (say) our genus, order or kingdom.

So we can say that there has been strong selection in the genus Homo for bigger bodies and bigger brains constrained by recoverable secondary productivity, fertility rates, packing thresholds, and labor productivity. Put bluntly, hominins could afford their more energetically expensive bodies for any length of time only when sufficient protein was recoverable from the environment given the state of knowhow/level of foraging productivity, fertility rates and packing thresholds did not bind in the Malthusian sense, epidemiological burdens were light enough to allow high net nutritional standards, and natural selection continued to favor bigger bodies. We know that bigger bodies are still under selection for any reduction in health insults in any human population results in bigger bodies. This implies that the explanation of the Early modern collapse in body size in 1450-1650 must be sought in sharply reduced living standards (ie lower net nutritional status) that may themselves be  explained by say climate stress, epidemiology, war and societal instability.

Whatever the cause of the reduction, the reference frame we are working with allows us to establish the fact of an Early modern catastrophe that can be read off European phenotypes (and maybe genotypes some day). That this fact could be read off the genetic code is not explained by Mendelian laws. The notion that it is so is based on a misunderstanding of the role of the Mendelian component of the tripartite modern evolutionary synthesis. (The other components are natural history and natural selection.)

So, we may take the evidence we have marshalled as proof against the refined neoracialism of Gregory Clark. He has established that the upper classes were taller, bigger, and more fecund than the lower classes in England in the centuries after the Conquest. But the inference that English and European genotypes converged over time to the upper class genotype through this process is not borne out by European phenotypes which deteriorated sharply in the crucial phase at issue, 1450-1700 CE. For if he was right, we should expect the opposite movement in the slowest moving variables from what we see: European pelvic bone width should increase after the Medieval period.

Biiliac

Boasian antiracists know that there is a short step from worship of genes to worship of race. But they have failed to articulate the precise problem with biological reductionism. The problem lies in conflating levels of analysis. What looks like an explanation at the level of the individual or cohort, is the explanandum at the level of populations over many generations. To wit, DNA is just code. To say that vertical or global polarization (ie the differential economic performance of populations) is due to genetic differences — ie racialism as a scientific hypothesis — is at best like saying that rich Americans face lower tax burdens than their secretaries because of specific articles in the tax code. It is simply the wrong level of analysis — for a more satisfactory explanation of differential tax burdens we need an account of American political economy. Likewise, even if it can be shown that something is under genetic control, we still need an account of why the genetic code says what it does. And that takes us straight back across the Nature-Society dichotomy.

I owe a better, more general, explanation of the level of analysis problem to J. Dmitri Gallow. Think of a pole in a field whose shadow lands on May 14 on every year at a specific position where a stone has been in place since the pole was erected. A reductionist explanation would be: Here are the laws of optics, here’s the height of the pole and the distance to the stone, here’s the position of the sun that time of the year. One can seemingly hardly argue with the reductionist account. But wait. What if I told you that the pole was erected by Mr. Dawson because his wife came to grief precisely where the stone now sits on May 14, 1947, and that Dawson erected the pole to do precisely what it does every year on that sad day (in obedience to the laws of optics) precisely to commemorate the day she came to grief? That changes everything. The reductionist account turns out to be actively misleading in discerning the chain of causation for it turns out that human agency was the cause of the fact we were seeking to explain; that the nuts and gears of the reductionist account were involved in merely passive proximate processes.

A more fundamental critique of racialism and the self-congratulation of molecular anthropology must begin with the fundamental insights of Boas and Chomsky. The key observation is that the language faculty is exclusive to our species and uniform across it. To wit, a Japanese child growing up in Bengal would speak Bengali like a native. That can only be if the capacity for generative grammar (ie the capacity to generate a countable infinity of structured sentences from a finite lexicon) is truly universal across our species — and by implication under the tightest genetic control. The import is intellectually and politically radical: The Boasian universal — all hunter-gatherers were found without a single exception to have music, dancing, gossip, mythology, ritual, foraging expertise, and the full package of the drama of human life — trumps whatever minor systematic differences exist between populations. Put bluntly, not only the Romans and not only us moderns, but all societies of fully modern humans (ie endowed with the Boasian universal), whether they had high civilization or not, can identify with Greek drama. For even if we admit genetic disadvantages as handicaps, it may be retorted that even a severely handicapped person may turn out to make extraordinary contributions to the human project — think of Stephen Hawking. The human universal thus furnishes a powerful weapon against biological reductionism and the politics of biological differences.

We gotta cut molecular anthropology down to size. If only to get a better handle on physical anthropology, and ultimately, to make progress in answering Yali’s question.

 

 

 

 

 

 

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The Incredible Shrinking European, 1450-1850

The stupendous rise in Western living standards from the late-nineteenth century can be read off the stature of populations over time. As late as 1850, Chinese people were taller than Britons. More significantly, Anglo-Saxons in settler colonies were taller than Britons well into the twentieth century. Britons became taller than Americans for the first time only in 1930. We have seen how the settler premium in stature vanished in the early-twentieth century.

Stature

Is the above graph evidence of an exit from the Malthusian Trap posited by modern economic historians? For a long time that has been the received wisdom. But only because economists studiously ignored accumulating evidence of much higher living standards before the Columbian era of world history. Seen in the really long run, it really has been downhill from the days of the Gravettian mammoth hunters. But that is far from a story of uniform decline. The LGM bottleneck generated a dramatic decline in body size. The invasions of central Eurasian farmers and Yamnaya pastoralists witnessed massive sex-biased partial population replacement. So the changes between the Late Upper Paleolithic and Iron/Roman periods cannot be interpreted as changes in living standards. Fortunately, there were no further massive population pulses coming to Europe so that we may indeed interpret the collapse in body size between the Medieval and Early modern eras as evidence of a severe fall in living standards.

MaleBodySize.png

But hang on, I showed in the previous dispatch that latitude is a strong correlate of body size variables. So how do we know for sure that these shifts are not measuring rebalancing along the latitude gradient? Perhaps the Early Modern collapse is simply a compositional effect due to differential population growth along latitude? In order to make sure that our results are robust to population history, sex, and latitudinal effects, we shall control for sex and latitude and restrict our attention to the period after 250 BCE. We plot Pearson residuals to examine the diachronic pattern in size variables unexplained by sex and latitude.

We begin with the main result. Table 1 reports the P values for Student’s T-tests. Smaller values indicate that the change between periods is significant. Recall that stature is a function of femur length and body mass is largely a function of femur head diameter or pelvic bone width. The bone lengths are more reliable than body mass and stature estimates because they are actual measurements.

Table 1. T-statistics.
Transition Iron/Roman – Early Medieval Early Medieval – Late Medieval Late Medieval – Early modern Early modern – Very recent
Transition date (rough) 500 CE 1000 CE 1500 CE 1900 CE
Transition date (range) 350-650 CE 1025-1050 CE 1450-1680 CE 1850-1900 CE
Body mass 0.176 0.552 0.000 0.191
Stature 0.005 0.241 0.000 0.013
Femur length 0.023 0.848 0.000 0.068
Femur head diameter 0.014 0.320 0.000 0.869
Bi-iliac width 0.131 0.423 0.000 0.291
Souce: Ruff et al. (2018); author’s computations. Estimates in bold are significant at the 10 percent level. 

We see that the collapse in body mass associated with the Late Medieval-Early modern is extremely significant. Let’s look at what this looks like. We begin with stature, perhaps the easiest to interpret anthropometric measure of living standards. Interestingly, the fall of Rome was followed by a significant increase in stature. The rise in stature in the very recent period is also statistically significant.

StatureStatureScatter

With body mass, only the Late Medieval/Early modern collapse is significant. Body mass is an excellent measure of the scale of the nutritional needs of an animal, so the fact that we see no rise in the Early modern/Very recent transition suggests that our most recent sample is indeed quite limited. The rise in European body mass in the twentieth century has been much more dramatic than that evident in these graphs. But again, we are not going to change anything by hand. Even if the sample is unrepresentative, let the data speak!

BodymassBodyMassScatter

As mentioned before, direct bone measurements are more reliable than allometric estimates of stature and body mass. Of all our measures, the one that contains the most information on living standards is femur maximum length (the length of the thigh bone), which controls stature. Table 1 shows that the increase after the fall of Rome and the Early modern collapse are significant at the 1 percent level. The recent rise is significant at the 5 percent level.

FemurFemurScatter

Femur head diameter and pelvic bone width are less plastic or slower moving than femur length (ie they are under tighter genetic control). Nonetheless they are excellent indicators of overall body size; at any rate better than body mass estimates due to estimation error. Bi-iliac width or pelvic bone width is particularly important because it controls natural BMI. Populations with wider pelvic bones have higher BMI, meaning that we should really not be using BMI as a rough measure of fitness for that penalizes people with wider pelvic bones for no good reason.

Since femur head diameter and pelvic bone width are very slow-moving (canalized) we should really not expect to see much movement in these variables in the few generations that make up the Early modern-Very recent transition.

In line with the stability of pelvic bone width, we find that only the Early modern collapse is significant. Even more than stature, the collapse in pelvic bone width reflects a prolonged, multi-generational deterioration in living standards that worked at least partly through selection against bigger, more expensive bodies.

BiiliacBiiliacScatter

Femur head diameter is also heavily canalized (ie under tight genetic control). The Early modern collapse in this variable is significant at 1 percent. The increase in femur head diameter after the fall of Rome is also significant at the 5 percent level, suggesting that the improvement in living standards during late antiquity were prolonged enough to change European genotypes over centuries.

FHDFHDScatter

Zooming into the past 2500 years helps us see the major shifts in European living standards. The big picture is that living standards improved after the fall of Rome and collapsed outright in the early modern transition. The latter in particular demands explanation. I have suggested previously that the collapse may be related to epidemiology (due to both the epidemiological unification of the world and early modern urbanization that resulted in greater incidence of communicable diseases). The strong selection against big bodies suggests that this factor may have been crucial. That would also explain why net nutritional standards rose dramatically after the introduction of indoor plumbing, modern medicine, urban sanitation, and public health measures from the late-nineteenth century onwards.

Is it not astonishing that in the very centuries than Europe was spreading its dominion over the world Europeans were literally shrinking?

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An Illustrated Guide to European Living Standards in the Really Long Run

Part of the problem with modern scholarly discourses on global polarization is that they get the explanandum wrong. Contrary to the emplotment of modern economic historians, global polarization did not begin with the Industrial Revolution. More precisely, the latitudinal gradient in living standards became steeper in the century after 1870 as high latitude nations pulled away from low latitude nations. But the gradient already existed before the nineteenth century. When did it come into existence? I will show that it has always existed; that high latitudes have been favored for at least forty thousand years.

No matter what numbers are being thrown around, we do not have data on effective incomes going back more than a few centuries. And even the national economic statistics that we do have are not entirely reliable. Much more reliable are actuarial measures like life expectancy. But these too aren’t available beyond a few centuries. We have no choice but to rely on anthropometric measures like stature and body size. Fortunately, these are faithful indicators of living standards, particularly when averaged over long periods. The reason is very simple. Whether or not there were Malthusian cycles before the breakthrough to industrial modernity, long run differences in height and body size between chrono-demes indicate differences in net nutritional status (otherwise they couldn’t possibly last for so long). This true both diachronically and synchronically; that is, it holds across the panel data. We’ll focus on the former in this dispatch. But we’ll get the latter out of the way first.

We will interrogate variables from the Ruff et al. (2018)’s osteometric dataset that are known to correlated with everyday living standards from modern data. Table 1 reports the estimates. The latitudinal gradient is estimated by OLS after controlling for fixed effects for sex and period. We can see that it is extremely significant for all variables except pelvic bone width (which may have to do with small sample sizes for specific periods). Note that this is within Europe. Across the globe the tyranny of the isotherms is even more manifest. The parameter estimates for the dummies in Table 1 measure how much the periods diverge from the Bronze Age.

Table 1. Linear Regressions (tStat). 
Stature Body mass Femur maximum length Pelvic bone width Femur head diameter
Intercept 134.56 38.29 96.22 70.70 80.45
Male 34.67 32.82 33.31 8.31 43.89
Latitude 7.79 7.02 6.70 0.69 6.96
Early Up. Pal. 5.70 3.48 5.57 0.23 4.32
Late Up. Pal. -3.02 0.23 -4.33 -2.69 1.82
Neolithic -2.12 -2.25 -2.89 -3.56 -2.10
Iron/Roman -1.52 0.91 -0.01 -0.36 2.21
Medieval 0.62 2.27 2.30 -1.61 4.72
Early modern -5.46 -3.48 -3.39 -4.69 -2.07
Very recent -2.67 -2.03 -1.33 -3.71 -1.90
Adj R^2 0.39 0.36 0.38 0.08 0.08
N 2120 2053 2040 1195 2031
Souce: Ruff et al. (2018); author’s computations. Estimates in bold are significant at the 5 percent level.

The following tables report the means for the periods.

Table 2. Anthropometric measures for European males. 
Min age (ka) Max age (ka) Femur max length Femur head diameter Pelvic bone width
Early Upper Paleolithic 26,406 33,700 482 49 279
Late Upper Paleolithic 6,025 21,922 435 48 270
Neolithic 3,975 7,300 449 47 270
Bronze 2,950 4,350 453 47 275
Iron/Roman 1,650 2,250 449 48 276
Medieval 550 1,350 458 49 274
Early modern 150 320 436 47 263
Very recent 10 100 448 47 267
Souce: Ruff et al. (2018).
Table 2. Anthropometric measures for European females.
Min age (ka) Max age (ka) Femur max length Femur head diameter Pelvic bone width
Early Upper Paleolithic 26,406 32,285 432 46 268
Late Upper Paleolithic 5,928 19,013 410 43 260
Neolithic 3,975 7,300 415 42 259
Bronze 2,950 4,350 413 42 272
Iron/Roman 1,650 2,250 421 43 266
Medieval 550 1,350 421 43 265
Early modern 150 320 417 42 262
Very recent 10 100 412 41 263
Souce: Ruff et al. (2018).

The basic pattern is hard to escape. Pre-LGM populations were bigger and taller than populations at the other end of the great bottleneck associated with the Last Glacial Maximum. The decline between the Early and Late Upper Paleolithic is highly significant. During the Neolithic, Europe saw the arrival of slightly taller but otherwise smaller populations of farmers from the Near East. This is expected since height is more plastic than other measures of body size and these populations were adapted to the warmer climes (and thus smaller in accordance with Bergmann’s rule). The same biological populations survived into the Bronze Age. Appropriately, we see little change between the Neolithic and the Bronze Age. Although female pelvic bone width does widen. The Iron/Roman period is after the arrival of the Yamnaya pastoralists. These were bigger people but not so wide at the hips. Stature increased between the Iron Age and the Medieval Age, but only for males. Body mass barely increased. There was a major fall in living standards in the early modern transition. Was this related to the epidemiological unification of the world or the transition to urban life? At any rate what is clear is that there was a severe decline in living standards between the Medieval and the Early Modern eras. In the last transition, that between Early Modern and Modern eras, we see that male living standards improved but female living standards did not. But we should note that male measures are more reliable since some basic parameters of female skeletons, especially pelvic bone width, may be more plastic due to the rapid feedback from maternal mortality. BodymassheightFemurFHDPelvic

So I was not kidding about it being downhill since the days of the Gravettian mammoth hunters. Do not miss the force of the argument. Averaged over thousands or hundreds of years, anthropometric metrics like stature and body mass contain a very strong signal of living standards. The big picture is clear from the index displayed next. It adds up the values of femur maximum length, pelvic bone with and femur head diameter after standardizing them to have mean 0 and variance 1 (and adding 100 to the result). It could not be clearer that pre-LGM populations were dramatically bigger than later Europeans; that there was a significant shrinking of European body size between 1450 and 1720 CE, followed by a significant improvement in the last 100 years or so.

Index.png

The notion that European living standards were stuck in a Malthusian trap is inconsistent with the evidence marshalled here. The evidence indicates that European nutritional standards were higher for two thousand years before 1450, when they began to decline, not to improve until the late-nineteenth century. Is the Malthusian Trap a real thing or a phantasmagoria of economic historians seeking a structural break on the wrong side of 1800? And what on earth were the Gravettians eating? (Ha.)

 

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The Great LGM Bottleneck; Or, Has It Been Downhill Since the Days of the Gravettian Mammoth Hunters?

Because Europeans have been obsessed with ‘the races of Europe’ — the title of Ripley (1899); later echoed by Coon (1939) — and craniologists prevailed against philologists in identifying them after the professionalization of science in the late-nineteenth century, all human taxa (specific and subspecific) are still identified through craniology. This is as it should be since there is a stronger population history signal in craniometrics relative to linguistics (although the strongest population history signal is in dental polymorphisms). However, what physical anthropology (molecular or otherwise) of the living can tell us is the phylogenetic relationship of living populations. It cannot tell us about population history, or about the histories of vanished paleo-demes. For that we need molecular or cranial paleontology. That is, we need fossils.

Contemporary populations of European ancestry are admixtures of Yamnaya pastoralists who arrived from the steppe 5ka and Neolithic farmers who arrived from the Near East around 9ka. Reich et al. assumed that under these Neolithic populations was a uniform substratum of Upper Paleolithic hunter gatherers presumably descended from the Cro-Magnons, although they did distinguish between western and eastern paleo-demes.

That presumption turns out to have been badly wrong. The reason is that the great ice age that lasted from 30-20ka — the last glacial maximum (LGM) is dated to 26ka — generated a very severe population bottleneck. The impact was particularly drastic in Europe where faunal populations, including human demes, became isolated in refugia (largely in southern Europe). The drastic reduction in population size meant a major loss of genetic diversity. For instance, the diagnostic haplogroup for Asians that present-day Europeans do not have, has been found in pre-LGM populations. It was lost during the LGM-bottleneck.

Replicating the work of Brewster et al. (2014), I will show that pre-LGM paleo-demes were physically different from post-LGM paleo-demes. These paleo-demes were the authors of remarkable Upper Paleolithic cultures, particularly the Gravettian. Indeed, the LGM discontinuity is so drastic that we may speak of the vanished civilization of the Gravettian peoples. We’ll look at fossil skeleton metrics for pre-Neolithic paleo-demes in Europe. Unlike Brewster et al. (2014), we’ll distinguish between three chrono-groups: pre-LGM/Early Upper Paleolithic 35-20ka, late glacial/Late Upper Paleolithic 18-10ka, and Holocene/Mesolithic 10-5ka. We’ll label them with the predominant cultures in these sample: Gravettian, Magdalenian, and Mesolithic. All cranial data is from Brewster et al. (2014), and all postcranial data is from Ruff et al. (2018), Skeletal Variation and Adaptations in Europeans: Upper Paleolithic to the Twentieth Century.

We begin with postcranial size variables. There was a steady decline in stature over time. The Gravettians were considerably taller than later paleo-demes. Stature.png

They also weighed a bit more. Although the t-test is not significant (p=0.152).

body_mass.pngRecall that these are allometric estimates. We have much more reliable measures of body size. Femur head diameter and pelvic bone width are not only the main weight carrying parameters of the human skeleton, they are also under tighter genetic control.

femur_head_diameter.png

Gravettian and Magdalenian femur head diameter and pelvic bone width are not significantly different. However, Gravettian and Mesolithic populations are significantly different by both measures (p=0.078 for femur head diameter and p=0.016 for pelvic bone width).

Pelvic_bone_width.png

Gravettian and Magdalenian femur length differences are highly significant (p<0.001). Recall that femur lengths and stature are controlled by net nutritional status. This suggests that the Gravettians had much higher nutritional standards than later paleo-demes.

femur_max_length.pngMoving onto craniometrics, we look first at skull size calculated as the geometric mean of skull length, height, and width. The difference between Gravettian and Magdalenian skull size is not statistically significant (p=0.706). In sum, the Gravettians were taller than Magdalenians but not otherwise bigger. Both were however absolutely bigger than later Mesolithic Europeans.

Skull_size.png

We now look at cranial variables after adjusting them for skull size. So these are shape variables that contain information largely orthogonal to the size variables we have so far examined. Of the 10 cranial measurements in the Brewster et al. dataset, only in the following four is there a statistically significant difference between the pre-LGM Gravettian and the post-LGM Magdalenian skulls. Gravettian skulls were longer.

Skull_length.png

Gravettian foreheads were broader.

Forehead_width.png

They had taller noses …

Nasal_height.png

… that we narrower.

Nasal_breadth.png

Table 1 reports the results of our t-tests for size-adjusted Gravettian-Magdalenian craniometric differences.

Table 1. Gravettian vs. Magdalenian craniometric characters. 
Martin number Description pVal
M1 Maximum cranial length 0.026
M8 Maximum cranial breadth 0.970
M9 Least frontal breadth 0.000
M17 Basibregmatic height 0.194
M45 Bizygomatic breadth 0.454
M48 Nasoalveolar height 0.846
M51 Orbital breadth 0.968
M52 Orbital height 0.171
M54 Nasal breadth 0.003
M55 Nasal height 0.016
Source: Brewster et al. (2014), adjusted for skull size.

Who were these people with long heads, narrow and tall noses, and broad foreheads? Why were they so tall? People have tried to trace the tall stature of contemporary Bosnians to inheritance from this paleo-deme. That patent nonsense for stature is controlled by health insults. Whatever the correlations with haplotype, this variable is just too plastic. Moreover, the genotype of the Gravettians largely vanished in the LGM bottleneck. All later demes, including and especially contemporary populations, inherited little of their genotype. As far as present-day populations of European ancestry are concerned, they might as well be Neanderthals.

But I would go much further. Ancient paleo-demes, particularly pre-LGM ones like the authors of the Gravettian, cannot be projected onto contemporary classifications. Not only do they have different genotypes and different cranial morphologies, they also had different skins and eye colors than contemporary Europeans. For instance, we know that the genetic basis for depigmentation came under selection in Europe only 7ka; while that for blue eyes came under (probably sexual) selection 14ka. We don’t know yet if the Gravettians looked fair or if some of them had blue eyes. Possibly. But if so, it had a different genetic basis from contemporary morphotypes.

What is clear is that they had much higher standards of living than later paleo-demes. Why? The answer is the great mammoth steppe.

mammoth_steppe.png

Source: Clive Gamble, Settling the Earth.

During the Upper Pleistocene, vast herds of woolly mammoth and other megafauna roamed across the northern Eurasian steppe, extending from the great European plain all the way to north America. How was it possible to sustain such high secondary productivity during the ice ages? As Gamble reports,

The mammoth steppe comes down to a simple observation by zoologist Dale Guthrie – that today’s boreal and tundra vegetation of Beringia could not have supported the large herds of bison, horse, reindeer and above all mammoth whose bones, and sometimes carcasses, are preserved by their millions in its frozen silts. Tundra plants and boreal trees produce a toxic litter that affects the soil, leaving very little for animals to feed on. Furthermore, they act as a blanket so that the level of annual freeze–thaw is small. The factor which changed this balance between plants and soil was the aridity of the Pleistocene. Creating the mammoth steppe depended on high evaporation and a deeper thaw in summer that released nutrients from lower down in the soil. This, according to Guthrie, broke the cycle of low soil nutrients and toxic plants. It produced a richer soil and the conditions for the abundant growth of grass. These grasses were resistant to grazing pressure, grew quickly and formed a rich mosaic of vegetation conditions, likened to the weave in a plaid, and contrasted with the stripes, or bands, of vegetation found in the warmer Holocene. Isotope studies suggest that mammoths consumed higher quantities of dry grass than the other grazers such as reindeer, horse and woolly rhino. The mammoth steppe developed across Western Europe to Beringia during a major glaciation, MIS12, 500ka. It supported a diverse, high-biomass animal community, compared to the present tundra and boreal forests. Besides the major herd animals — mammoths, woolly rhinos, bison, horse, red deer, reindeer, musk ox and saiga antelope — there were major carnivore guilds of lions, hyenas, wolves, leopards and foxes, and omnivores such as bears.

The Gravettian civilization was based on the western extremity of the mammoth steppe. As the mammoth steppe contracted east, the Gravettians moved with it. The west-east movement is very marked in Gravettian sites. While some Gravettian populations specialized in mammoth hunting, the notion that they were all specialized mammoth hunters has been discredited. The Gravettians certainly hunted mammoths — they were probably the first humans to do so — but they also hunted other game. Their kitchen middens display significant variability. They did however collect mammoth bones at scale. They build shelters with them, used them to make all sorts of tools. Mammoth bones very likely also had a religious function in Gravettian civilization. For as Soffer (1993) reported and was recently confirmed for a Russian site, the spatial patterns of Gravettian camp sites suggest that mammoth bones were segregated from those of other animals. 

So the Gravettians not only had a highly distinct morphology (and genotype), they also had a very distinctive way of life that was highly advanced. They were certainly better fed than later populations. We are just beginning to appreciate the ways of life, and indeed, histories, of this ancient civilization.

This foray into the Gravettian mammoth hunters will help us think about combined and uneven development in the Upper Pleistocene. More on that later.

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Geopolitics

Racial Anthropology in the World Question, 1897-1942

I

Western conceptions of world history during the hockey-stick were strongly conditioned by a thick reading of racial anthropology. World order was explained by ‘the natural hierarchy of the races’ not only through static causal maps from systematics to world order, ie from racial anthropology to ‘the orders of rank of the States’, or from racial anthropology to the social order, but also dynamically, via racial catastrophism; a philosophy of history which held that the rise and fall of civilizations and the rise and fall of great powers were explained by population history. The motor of world history was the struggle for survival between races: more vigorous races expanded their dominion at the expense of more primitive races. This was the iron law of history in the discourse of racial catastrophism. The weakest races from ‘the uttermost ends of the earth’ were expected to ‘vanish upon approach’ by the stronger. The once vigorous Asiatic races in decline were expected to come under the rule of the more vigorous races of Europe.

In a roomful of gentleman in New York, London, Paris, or Berlin any time in the period under study, it would prompt a murmur of agreement if one were to remark that the reason why the Anglo-Saxon, and not the Teuton, had ‘world control’ was because he had vigorously displaced the weaker races from the world’s prime temperate lands outside Europe — for, of course, the White race can’t help but eventually lose vigor in the tropics. The doctor in the armchair would wonder aloud whether the darker races — who were, of course, irrelevant to the world question — could be lifted up by the judicious application of scientific eugenics. The conversation would then turn to whether there were any scientific racial/world historic grounds for worrying about a threat (to the Anglo-Saxon world order) from the east. Was the Hindoo far too cross-bred with darker races to be redeemable? Could the Han regain his vigor? Could the evidently vigorous Japanese race organize the Mongoloid races of the Far East? Could Soviet Man defy the iron laws of racial history? These were all speculations for the future. The world question, in the Western discourse with the onset of the hockey-stick from the turn of the century onwards and particularly as it came to bear on grand-strategy at midcentury, was whether the Teuton could kick-out the Anglo-Saxon from the cockpit of history.

The world question was in this way rigidly framed within a paradigm of Germanic racial supremacism anchored on seemingly incontrovertible scientific evidence from physical anthropology, archaeology and linguistics. This discourse was not only central to the hegemonic ideology of the West, high racialism, it played an absolutely extraordinary causal role at midcentury. The Germans of course attempted to exterminate the Slav and reenact the Anglo-Saxon achievement in western Eurasia in a single act. Earlier, Chamberlain had vetoed a triple alliance that would’ve deterred Hitler because, as he explained in a letter to his sister, ‘I put as little value on Russian military capacity as I believe the Germans do.’ The catastrophic failure of Western intelligence assessments in 1941 attests to the rigidity of this discourse. For there was in fact no disagreement between Hitler, Churchill, and FDR on the rank-ordering of the races or the iron laws of racial history. That the Slav could defeat the Teuton was practically unthinkable. We cannot interrogate midcentury perceptions in the aftermath of the World War without understanding the hold of racial catastrophism on the Western mind.

The cobwebs of racial catastrophism would be dispelled in the American intelligence community by Boasian antiracists working for the Office of Strategic Services — the greatest community of scholars ever assembled; it was all hands on deck at midcentury. Robinson, a Columbia History Professor who led the Eastern European Division, would tell the President and Churchill at Quebec in 1943 that ‘considering the measure of Russia’s power revealed in this war,’ there was no doubt as to whether she had to be given ‘a coordinate place in a three power scheme of world control.’ More urgently, a western front was necessary not because of German strength but because of Soviet strength.

Robinson was relying on the insights of Max Werner, a now-forgotten member of the rare species of the transnational democratic socialist defense intellectual who alone in the West predicted the outcome of the Soviet-German War. As the New York Times noted in his obituary, he briefly became quite famous for his insight. Werner was robbed of a chance to puncture the monoculture of the ‘Megadeath intellectuals’ that would emerge later in the decade for his heart failed him in 1951. But before his death he made a sustained and highly-effective critique of the Anglo-Saxon overreliance on the air weapon, and later the air-atomic weapon that was then being contemplated.

II

Long before the world question emerged at the turn of the century, in 1848, Retzius had constructed the cephalic index to explain the European Order and the rise of European civilization. The logic was seductive: Physical anthropology could help you track people, pots were people, so you could “show” that higher levels of civilization were achieved with the arrival of more vigorous races. Jon Røyne Kyllingstad explains in Measuring the Master Race: Physical Anthropology in Norway, 1890-1945,

Retzius and Nilsson’s migration theory was not only an account of the origin of the Swedes, it was also a grand theory about the rise of European civilisation. They proposed that the Sami and the Basques were the descendants of inferior Stone Age peoples that had originally inhabited all of Europe. These short-skulled autochthones had later been overrun by successive waves of Indo-European invaders who brought increased levels of civilisation to Europe: the Celts introduced the Bronze Age, and the Germanics the Iron Age. Thus, the growth of European civilisation was explained by the successive invasion of races with increasingly advanced brains. Retzius’ views were extraordinarily influential (see Fig. 2 [reproduced as Figure 1]). The racial-succession scheme shaped linguistic, archaeological and ethnological debates on European prehistory from the 1840s to the 1860s, and the system of classifying skulls and human races into dolichocephalics and brachycephalics had an even greater and more long-lasting impact. Indeed, the cephalic index became a key factor in most of the numerous racial typologies that were put forward by European scientists over the next 100 years.

This was well before 1859 when ‘the theory of the antiquity of man burst upon the scientific world with an irresistible force’ (Thompson 1877) and the races were inferred to have great time-depth; even longer before the mid-1890s, when Massin (1996) [quoted in Glick (2007)] tells us, ‘the fundamental question of the ‘hierarchy of races’ and ‘existence of superior and inferior races’ acquired again a central position in anthropology’. For it is no surprise to find Ripley resurrect the discourse of ‘the races of Europe’ in 1899. Well beyond anthropology, we find geopoliticians in Europe and America marry cartography and racial anthropology from the turn of the century onwards to triangulate and quantify world power. Mackinder’s philosophy of history is a cartographic version of racial catastrophism — the deep order of history is the repeated invasions of the civilized societies of the Eurasian rim by vigorous barbarians from the steppe. Racial geopolitics would be turned into a fine art by Karl Haushofer, whose influence on Hitler can be read off the Second Book. What Mahan had been to the Kaiser, Haushofer was to Hitler. We have to wait until Spykman in 1942 to see the severing of racial anthropology from the logic of strategic cartography.

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Figure 1. Ripley, The Races of Europe, 1899. Source: Kyllingstad (2014).

III

The discourse of racial anthropology did not come to an end in 1942. Neither did the specific discourse of racial catastrophism. For as late as 1969, we find the doyen of evolutionary biology, Sewall Wright, reproducing the logic:

There is also no question, however, that populations that have long inhabited widely separated parts of the world should, in general, be considered to be of different subspecies by the usual criteria that most individuals of such populations can be allocated correctly by inspection (Wright, 1969, vol. 4, p. 439). The initiation of agriculture and livestock breeding was a revolutionary advance from the hunting and gathering way of life, which could hardly occur until the genetic basis for intelligence had reached an advanced grade. It is fair to assume that the regions in which these appeared first were at the peaks in the genetic basis for intelligence (p. 456). … If any appreciable advance has occurred since, it has probably consisted more in the worldwide diffusion of the level attained by the most advanced peoples than in the further progress of the latter (p. 454). … The success of the tribes thus probably depended to a greater extent on capabilities, determined by their genes, than on the possession of techniques not known to their neighbors (p. 455). … The state of culture has been to a considerable extent an index of the rank of populations genetically in the distinctive human line of evolutionary advance in its later stages. Aspects of culture are continually being borrowed, but whether such borrowings are effectively integrated into the existent culture to form new peaks (as most conspicuously in the recent period in Japan), or are adopted only superficially and to the detriment of the previous culture, is also an index of genetic capability (p. 455).

Indeed, even in post-racial anthropology, under the onslaught of the molecular anthropology revolution, it has been resurrected as ‘demic diffusion’. The issue seems to be that since physical anthropology can only track population history, it (together with the paleoclimate) has to do all the explanatory work in paleoanthropology and prehistory. In forthcoming work, I will show that racial anthropology was not abandoned in paleoanthropology until the mid-1980s, whereupon racial catastrophism morphed into demic diffusion for populations classified as Sapiens, while outright racial catastrophism, now disguised as interspecific catastrophism, was projected onto the Neanderthal question.

 

 

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Thinking

A Simple Test for the Existence of Continental Races in Homo Sapiens

Neoracialists insist that if we apply the same scientific standards to our species as we apply to other species we will find that like most species in the animal kingdom, humans too have subspecies. It is true that systematists recognize subspecies in many animal species. Chimps are a famous instance. But systematists have not recognized subspecies in Homo sapiens for decades. Is it because of they have let politics interfere with science, as the neoracialists claim? Or is it because scientists are convinced that our species does not have subspecies? And do they have good reasons for thinking that? After all, whatever the politics, that there may be subspecies in Homo sapiens is a scientific hypothesis.

The dominant process of speciation in the animal kingdom has been well understood since Ernst Mayr’s work at mid-century. Despite the promise of the title, Darwin’s The Origin of Species had failed to provide a compelling mechanism of speciation. Mayr showed that speciation is essentially a process whereby geographically isolated populations diverge from each other until they acquire isolating mechanisms (eg, different mating calls). This is called allopatric speciation. This is a process; not an event. The test is what happens when the ranges of such isolated populations overlap. If they do not interbreed and occupy different niches so that they can exist sympatrically, they are described as good species. If they show marked differentiation but still interbreed in the wild, they are described as allopatric subspecies or continental races. If they can interbreed but rarely do so and cannot exist sympatrically (say if they occupy the same niche) they are called allospecies. So allospecies is the halfway house between allopatric subspecies and good species. With these definitions, Upper Pleistocene hominin taxa are best regarded as subspecies or at worst allospecies. They were certainly not good species since we know Sapiens interbred with them and coexisted with them for at least ten thousand years (40-30ka in Europe).

What about the alleged extant races of man? The usual proof of nonexistence offered by scientists is that racial taxonomy explains a negligible portion of human genetic and phenotypic variation. The game was initiated by Lewontin’s famous intervention in 1972, “The Apportionment of Human Diversity“. He showed that 6.3 percent of human genetic variation is accounted for by racial taxonomy. Moreover, 85 percent is within ethnic groups (racial anthropologists’ “subraces”). So it’s pretty much a useless fiction. More recently, Templeton (2013) revisited the question and explicitly compared humans and chimps. Table 1 reproduces his estimates. The numbers make it obvious that there is ample reason to recognize subspecific taxa in chimps but not in humans.

Table 1. Apportionment of genetic diversity in humans and chimpanzees. 
Species Number of “Races” Number of populations Among individuals within populations (%) Among populations within races (%) Among races (%)
Chimpanzees 3 5 64.2 5.7 30.1
Humans 5 52 93.2 2.5 4.3
Source: Templeton (2013).

In what follows, I will offer a more compelling test of the existence of continental races. In the previous dispatch I demonstrated that dental polymorphisms contain an extraordinarily strong population history signal. If there are continental races in man, then these must map onto the phylogeny obtained from physical anthropology. Figure 1 shows the first and second principal components obtained from Turner’s data on dental polymorphisms. It’s clear that Turner’s Sundadonts (Southeast Asians and Polynesians) and Sinodonts (Northeast Asians and Americans) cluster together, as do the Africans and west Eurasians (Europe, India and the Middle East). Also, Melanesians and Australians cluster together but far from New Guineans. These roughly correspond to the big continental races proposed by racial taxonomists from Coon to Wade: Caucasoid, Negroid, Mongoloid, Australoid, although Sundadonts have not been recognized as such by any authority to my knowledge. Still, we will not change anything by hand. Let the data speak!

DentalPCA.png

Figure 1. First two principal components of variation in dental polymorphisms.

The phylogram obtained for these (admittedly broad) “races” is displayed in the next figure. It’s a reduced form version of the more fine-grained one we derived in the previous dispatch and consistent with all the evidence from archaeology, linguistics, and physical anthropology. What it reflects is the peopling of the world and genetic isolation over thousands of years. If these aren’t races, there aren’t any.

PhyloRaces.png

Figure 2. High level phylogeny. Source: (Turner 2018), author’s computations.

So, the test. If this “racial” taxa obtained from the slowest-moving and least confounded variables deserve subspecific status, then other systematic variation in human biology should map onto this classification. More precisely, phenotypic characters cannot be properly described as “racial” if they yield maps that are inconsistent with each other. For instance, skin reflectance does not map onto this classification since northern populations across these taxa are depigmented while low latitude populations are strongly pigmented. Okay, so skin reflectance is not diagnostic and that’s been understood for a long time. Like many other species, Sapiens obey Gloger’s Rule — pigmentation falls in high latitudes and rises in low latitudes. Even Aristotle knew this!

I am instead going to look at RBC polymorphisms. Blood groups are known to vary systematically. Famous neoracist Rushton made a big fuss about small differences in mean frequencies of blood groups between his three races (White, Black, and Asian; obviously). Well, let’s see if there is anything to it.

If these taxa are deserving of subspecific status then this systematic variation should map onto our classification, particularly since we are working at such an absurdly coarse level of analysis. If it does not even work here, then the case for awarding subspecific status to these taxa is really tenuous. Table 2 displays the frequencies of blood types for our taxa.

Table 2. Frequencies of blood groups.
Africa Western Sundadont Sinodont Sahul
O+ 0.45 0.36 0.39 0.50 0.40
A+ 0.27 0.32 0.26 0.28 0.31
B+ 0.18 0.14 0.28 0.14 0.08
AB+ 0.04 0.05 0.06 0.04 0.02
O- 0.03 0.05 0.00 0.03 0.09
A- 0.02 0.05 0.00 0.01 0.07
B- 0.01 0.02 0.00 0.00 0.02
AB- 0.00 0.01 0.00 0.00 0.01
Source: https://www.babymed.com/pregnancy/blood-type-and-rh-rhesus-status-countries.

We can see that there is significant systematic variation in the frequency of blood groups. If the taxa deserve to be recognized as subspecies then the distances obtained from RBC polymorphisms should yield similar phenotypic distances to that obtained from dental polymorphisms (which we know contains the strongest phylogenetic signal). The basic test for the similarity of distance metrics is the Mantel test. If the distance matrices are similar the P-value of the Mantel test statistic should be close to zero (0.05 is the usual standard of significance). Table 3 displays the test results.

Table 3. Mantel tests. 
Pearson Spearman
Statistic -0.569 -0.405
P-value 0.958 0.913
Source: Turner (2018), author’s computations.

So our racial taxonomy fails catastrophically. This is generally the case for most so-called racial characters. There is plenty of systematic variation in phenotypic characters. But they don’t map onto each other. (Are gingers a race?) If there were actual continental races in Homo sapiens, the world would look very different. And this is no hypothetical. For there were in fact continental races of man for most of our evolutionary history (Neanderthals, Denisovans, and so on). We mercilessly wiped them off the face of the earth like all the other megafauna of the Upper Pleistocene. Make no mistake: Our race is the most dangerous species to have ever walked on this planet.

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